| Once defined, the audit plan
is presented to the Campus Audit Committee, and subsequently to the
Chancellor for approval. The approved audit plan is then forwarded
to the University Auditor for inclusion in the UC Audit Plan presented to
The Regents' Committee on Audit.
SUPPLEMENTAL AUDITS
These special reviews are initiated based
on requests received outside the annual planning process. The
scheduling and completion of these audits are subject to the availability
of AMAS resources, and progress made towards completion of the annual plan.
AUDIT SCOPE
The first phase of an audit is referred to
as the "preliminary survey". This phase consists primarily
of information gathering by various means, e.g., conducting interviews,
reviewing documents, etc. Our Department Audit Planning Document
provides an overview of the types of activities potentially subject to
audit, as well as a general overview of the audit process. Please
also see "External Audits" for "What To Expect In An
Audit". |
UCSD